Filing Details
- Accession Number:
- 0001161697-23-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-30 17:01:14
- Reporting Period:
- 2023-03-29
- Accepted Time:
- 2023-03-30 17:01:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1369568 | Catalyst Pharmaceuticals Inc. | CPRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1816477 | Jeffrey Carmen Del | 355 Alhambra Circle Suite 801 Coral Gables FL 33134 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-29 | 20,983 | $2.24 | 28,524 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-03-29 | 20,983 | $16.70 | 7,541 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-29 | 19,017 | $4.21 | 26,558 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-03-29 | 19,017 | $16.69 | 7,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2023-03-29 | 20,983 | $0.00 | 20,983 | $2.24 |
| Common Stock | Options to purchase common stock | Disposition | 2023-03-29 | 19,017 | $0.00 | 19,017 | $4.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 690,334 | 2019-12-19 | No | 4 | M | Direct | |
| 671,317 | 2021-01-06 | No | 4 | M | Direct |
Footnotes
- Shares were sold to cover exercise price of options, tax withholding requirements and for personal reasons. Shares were not sold as a result of any disagreement with the Company. Mr. Del Carmen remains an officer of the Company.
- Shares were sold in various lots from $16.65 to $16.735 per share. The price listed represents a weighted average price for the shares sold.
- Shares were sold in various lots from $16.645 to $16.74 per share. The price listed represents a weighted average price for the shares sold.
- Options vested in three annual tranches beginning on December 19, 2019.
- Options vested in three annual tranches beginning on January 6, 2021.
Billionaire Hedge Funds
