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Home > Insider Trading > Filing (0001127602-23-011535)

Filing Details

Accession Number:: 0001127602-23-011535
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-28 19:36:05
Reporting Period:: 2023-03-24

Accepted Time:: 2023-03-28 19:36:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1835597	Pepgen Inc.	PEPG	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1922548	Jaya Goyal	321 Harrison Ave., 8Th Floor C/O Pepgen Inc. Boston MA 02118	Evp, Res. & Preclin. Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-03-24	392	$10.88	392	No	4	M	Direct
Common Stock	Disposition	2023-03-24	392	$20.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2023-03-24	392	$0.00	392	$10.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
143,804		2031-11-10	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022.
This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.