Filing Details

Accession Number:
0001008886-23-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-24 16:44:42
Reporting Period:
2021-06-02
Accepted Time:
2023-03-24 16:44:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
923571 Us Xpress Enterprises Inc USX Trucking (No Local) (4213) 621378182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378972 M Lisa Pate 11227 Meadowview Road
Georgetown TN 37336
No No No No
1743550 Pate M. Lisa Fbo Trust Irrevocable 2012 Quinn Marie Anna 11227 Meadowview Road
Georgetown TN 37336
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-06-02 5,000 $12.00 105,919 No 4 S Direct
Class A Common Stock Disposition 2021-11-22 20,000 $9.00 85,919 No 4 S Direct
Class A Common Stock Disposition 2023-03-22 300,000 $5.96 2,013,914 No 4 S Indirect Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect Trustee
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 319,994 Direct
Class A Common Stock 150,005 Indirect Managing General Partner
Footnotes
  1. Shares of Class A Common Stock held directly by Ms. Pate.
  2. The shares sold automatically converted from Class B common stock to Class A common stock upon sale.
  3. The price reflects a weighted average sale price for multiple transactions ranging from $5.95 to $5.98, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents shares of Class A Common Stock held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate (the "Trust"), of which Ms. Pate is the sole trustee. On March 23, 2023, the Trust voluntarily converted the 2,013,914 shares of Class B Common Stock held by it to shares of Class A Common Stock.
  5. Represents shares of Class A Common Stock held directly by Ms. Pate. On March 23, 2023, Ms. Pate voluntarily converted the 319,994 shares of Class B Common Stock held directly by her to shares of Class A Common Stock.
  6. Represents shares of Class A Common Stock held by Quinn Family Partners, L.P. (the "L.P."), of which Ms. Pate is the managing general partner. On March 23, 2023, the L.P. voluntarily converted the 150,005 shares of Class B Common Stock held by it to shares of Class A Common Stock. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.