Filing Details

Accession Number:
0001104659-23-036187
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-23 21:33:04
Reporting Period:
2023-03-21
Accepted Time:
2023-03-23 21:33:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381057 K Chun Hong 111 Academy, Suite 100
Irvine CA 92617
President, Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-21 41,366 $4.00 4,319,811 No 4 S Indirect Hong-Cha Property Trust
Common Stock Disposition 2023-03-22 208,634 $4.00 4,111,177 No 4 S Indirect Hong-Cha Property Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Hong-Cha Property Trust
No 4 S Indirect Hong-Cha Property Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,241,447 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 Plan.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.