Filing Details

Accession Number:
0000899243-23-009437
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-22 19:11:59
Reporting Period:
2023-03-20
Accepted Time:
2023-03-22 19:11:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894737 David Mcjannet C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco CA 94105
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-03-20 7,561 $0.00 81,329 No 4 M Direct
Class A Common Stock Acquisiton 2023-03-21 39,330 $0.00 120,659 No 4 C Direct
Class A Common Stock Disposition 2023-03-21 17,848 $29.87 102,811 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-03-20 7,561 $0.00 7,561 $0.00
Class B Common Stock Restricted Stock Units Disposition 2023-03-20 19,456 $0.00 19,456 $0.00
Class B Common Stock Restricted Stock Units Disposition 2023-03-20 19,874 $0.00 19,874 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2023-03-20 39,330 $0.00 39,330 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-03-21 39,330 $0.00 39,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,726 No 4 M Direct
136,194 No 4 M Direct
59,626 No 4 M Direct
182,739 No 4 M Direct
143,409 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,355,425 1,355,425 Indirect
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 681,050 681,050 Indirect
Class A Common Stock Class B Common Stock $0.00 60,000 60,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,355,425 1,355,425 Indirect
681,050 681,050 Indirect
681,050 681,050 Indirect
60,000 60,000 Indirect
Footnotes
  1. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.48 to $30.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. The remaining RSUs vest in twelve equal quarterly installments beginning on June 20, 2023.
  6. Each RSU represents a contingent right to receive one share of Class B Common Stock.
  7. The remaining RSUs vest in seven equal quarterly installments beginning on June 20, 2023.
  8. The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023.
  9. The shares are held of record by a family trust for which the reporting person serves as a trustee.
  10. The shares are held of record by the Emerald GST Non-Exempt Trust.
  11. The shares are held of record by the Sapphire GST Non-Exempt Trust.
  12. The shares are held of record by an additional family trust.