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Home > Insider Trading > Filing (0001209191-23-020419)

Filing Details

Accession Number:: 0001209191-23-020419
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2023-03-21 20:17:49
Reporting Period:: 2022-12-27

Accepted Time:: 2023-03-21 20:17:49
Original Submission Date:: 2022-12-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	Surgical & Medical Instruments & Apparatus (3841)	270494101

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768265	Isaac Zacharias	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054	President, Cco	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-12-27	4,000	$209.59	87,021	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$4.03		2028-04-10	9,222	9,222	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-04-10	9,222	9,222	Direct

Footnotes

The sale transaction reported here was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022.
All reported securities were sold at a price of $209.59.
Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares vested in equal monthly installments thereafter for 36 months.