Filing Details
- Accession Number:
- 0001668279-23-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-21 16:57:22
- Reporting Period:
- 2023-03-17
- Accepted Time:
- 2023-03-21 16:57:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668279 | Wade Loo | C/O Hercules Capital, Inc. 400 Hamilton Avenue, Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-17 | 4,000 | $11.95 | 8,059 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Footnotes
- Held by Loo Revocable Trust
Billionaire Hedge Funds
