Filing Details
- Accession Number:
- 0001850174-23-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-20 18:22:10
- Reporting Period:
- 2023-03-16
- Accepted Time:
- 2023-03-20 18:22:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1835256 | Duckhorn Portfolio Inc. | NAPA | Beverages (2080) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1850174 | Zach Rasmuson | 1201 Dowdell Lane Saint Helena CA 94574 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-16 | 21,335 | $15.56 | 379,423 | No | 4 | S | Indirect | By trust |
| Common Stock | Disposition | 2023-03-17 | 3,665 | $15.46 | 375,758 | No | 4 | S | Indirect | By trust |
| Common Stock | Disposition | 2023-03-17 | 4,277 | $15.43 | 63,235 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
| No | 4 | S | Indirect | By trust |
| No | 4 | F | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.46 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by Zach Rasmuson, trustee of the Rasmuson 2016 Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.38 to $15.61. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.
Billionaire Hedge Funds
