Filing Details

Accession Number:
0001850132-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-20 18:20:28
Reporting Period:
2023-03-16
Accepted Time:
2023-03-20 18:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1835256 Duckhorn Portfolio Inc. NAPA Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850132 B.a. Sean Sullivan 1201 Dowdell Lane
Saint Helena CA 94574
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-16 23,919 $15.56 161,732 No 4 S Direct
Common Stock Disposition 2023-03-17 26,081 $15.46 135,651 No 4 S Direct
Common Stock Disposition 2023-03-17 4,273 $15.43 131,378 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 483 Indirect ESPP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.