Filing Details

Accession Number:
0001538716-23-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-20 17:36:36
Reporting Period:
2023-03-16
Accepted Time:
2023-03-20 17:36:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397972 Aaron Jonathan Coblentz Oportun Financial Corporation
2 Circle Star Way
San Carlos CA 94070
Cfo & Chief Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-16 10,000 $2.63 105,939 No 4 P Direct
Common Stock Acquisiton 2023-03-17 50,000 $3.10 155,939 No 4 P Direct
Common Stock Acquisiton 2023-03-20 40,000 $3.62 195,939 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 272,780 Indirect See footnote.
Footnotes
  1. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.625 to $2.635 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.785 to $3.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.53 to $3.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.