Filing Details

Accession Number:
0001127602-23-010732
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-17 17:35:20
Reporting Period:
2023-03-15
Accepted Time:
2023-03-17 17:35:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840292 Heliogen Inc. HLGN Electric Services (4911) 854204953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1903755 P. Thomas Doyle C/O Heliogen, Inc. 130 West Union St
Pasadena CA 91103
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-15 39,461 $0.21 463,860 No 4 S Direct
Common Stock Disposition 2023-03-16 10,375 $0.20 453,485 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  2. Since the date of the reporting person's last ownership report, he transferred stock options to purchase 131,647 shares of HLGN common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.