- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2011-06-17 17:32:43
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2011-06-17 16:32:43
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1344980||Alliance Holdings Gp L.p.||AHGP||Bituminous Coal & Lignite Surface Mining (1221)||030573898|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1173893||Iii W Joseph Craft||1717 S. Boulder Avenue |
Tulsa OK 74119
|President And Chief Executive||Yes||Yes||Yes||No|
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Units||Acquisiton||2011-06-15||68,000||$46.31||591,122||No||4||P||Indirect||Alliance Management Holdings III, LLC|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|No||4||P||Indirect||Alliance Management Holdings III, LLC|
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Unit||20,641,168||Indirect||By Alliance Resource GP, LLC|
|Common Unit||18,428,074||Indirect||Through members of 13d group|
- These units are being acquired by Alliance Management Holdings III, LLC ("AMH III"). See footnote (5) for an explanation of Mr. Joseph W. Craft III ("Craft") relationship to AMH III.
- Mr. Craft indirectly owns 20,641,168 Common Units of AHGP through his ownership of all of the outstanding membership interests of Alliance Resources GP, LLC.
- Held through the JWC Rev Trust, of which Mr. Craft is trustee.
- Mr. Craft indirectly holds 18,360,074 AHGP common units held by certain current and former members of management of ARLP orther than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Mr. Craft disclaims beneficial ownership of the reported securities.
- Mr. Craft indirectly holds 591,122 Common Units of AHGP through AMH III, which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Mr. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Mr. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.