Filing Details

Accession Number:
0001372677-11-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-17 17:32:43
Reporting Period:
2011-06-15
Filing Date:
2011-06-17
Accepted Time:
2011-06-17 16:32:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344980 Alliance Holdings Gp L.p. AHGP Bituminous Coal & Lignite Surface Mining (1221) 030573898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173893 Iii W Joseph Craft 1717 S. Boulder Avenue
Suite 600
Tulsa OK 74119
President And Chief Executive Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2011-06-15 68,000 $46.31 591,122 No 4 P Indirect Alliance Management Holdings III, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Alliance Management Holdings III, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Unit 20,641,168 Indirect By Alliance Resource GP, LLC
Common Unit 5,193,759 Direct
Common Unit 18,428,074 Indirect Through members of 13d group
Footnotes
  1. These units are being acquired by Alliance Management Holdings III, LLC ("AMH III"). See footnote (5) for an explanation of Mr. Joseph W. Craft III ("Craft") relationship to AMH III.
  2. Mr. Craft indirectly owns 20,641,168 Common Units of AHGP through his ownership of all of the outstanding membership interests of Alliance Resources GP, LLC.
  3. Held through the JWC Rev Trust, of which Mr. Craft is trustee.
  4. Mr. Craft indirectly holds 18,360,074 AHGP common units held by certain current and former members of management of ARLP orther than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Mr. Craft disclaims beneficial ownership of the reported securities.
  5. Mr. Craft indirectly holds 591,122 Common Units of AHGP through AMH III, which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Mr. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Mr. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.