Filing Details

Accession Number:
0000899243-23-008797
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-16 21:48:25
Reporting Period:
2023-03-14
Accepted Time:
2023-03-16 21:48:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1816581 Ouster Inc. OUST General Industrial Machinery & Equipment, Nec (3569) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1857912 Nathan Dickerman 350 Treat Avenue
San Francisco CA 94110
President Of Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-14 32,270 $0.90 813,047 No 4 S Direct
Common Stock Disposition 2023-03-15 43,417 $0.85 769,630 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.
  2. Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on March 14, 2023 for certain employees of the Issuer.
  3. The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8500 to $0.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.