Filing Details
- Accession Number:
- 0001127602-23-010381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-16 09:58:05
- Reporting Period:
- 2023-03-14
- Accepted Time:
- 2023-03-16 09:58:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 723188 | Community Bank System Inc. | CBU | National Commercial Banks (6021) | 161213679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264816 | A Sally Steele | C/O Community Bank System, Inc. 5790 Widewaters Parkway Dewitt NY 13214 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-15 | 2,000 | $53.46 | 4,585 | No | 4 | P | Indirect | Joint with brother |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Joint with brother |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock (Deferred Stock Units) | Acquisiton | 2023-03-14 | 1,154 | $0.00 | 1,154 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,819 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,372 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock (Deferred Compensation) | $0.00 | 6,798 | 6,798 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,798 | 6,798 | Direct |
Footnotes
- Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
- Includes 271.5449 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.
- The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.
- Includes 21.3317 units of phantom stock acquired as dividend equivalents under the Plan.
Billionaire Hedge Funds
