Filing Details

Accession Number:
0001161697-23-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-16 09:01:31
Reporting Period:
2023-03-15
Accepted Time:
2023-03-16 09:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074828 Know Labs Inc. KNWN Measuring & Controlling Devices, Nec (3829) 900273142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140319 P Ronald Erickson 500 Union Street
Suite 810
Seattle WA 98101
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-15 5,000 $0.85 545,934 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,334 Indirect .
Common Stock 1,467 Indirect .
Common Stock 20,335 Indirect .
Common Stock 910,001 Indirect .
Common Stock 2,014 Indirect .
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase Common Stock $0.50 2018-01-31 2023-01-31 855,000 855,000 Direct
Common Stock Warrant to Purchase Common Stock $0.50 2018-03-16 2023-03-16 1,039,666 1,039,666 Indirect
Common Stock Option to Purchase Common Stock $1.10 2024-11-04 1,200,000 1,200,000 Direct
Common Stock Warrant to Purchase Common Stock $1.53 2020-12-15 2025-12-15 2,000,000 2,000,000 Direct
Common Stock Option to Purchase Common Stock $1.53 2025-12-15 3,731,350 3,731,350 Direct
Common Stock Option to Purchase Common Stock $2.09 2026-12-16 1,000,000 1,000,000 Direct
Common Stock Option to Purchase Common Stock $1.41 2027-12-14 1,000,000 1,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-31 855,000 855,000 Direct
2023-03-16 1,039,666 1,039,666 Indirect
2024-11-04 1,200,000 1,200,000 Direct
2025-12-15 2,000,000 2,000,000 Direct
2025-12-15 3,731,350 3,731,350 Direct
2026-12-16 1,000,000 1,000,000 Direct
2027-12-14 1,000,000 1,000,000 Direct
Footnotes
  1. Held by Dia Armenta, the Reporting Person's wife.
  2. Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  3. Held by Juliz Limited Partnership- Family LP.
  4. Held by J3E2A2Z Limited Partnership.
  5. Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  6. Price subject to adjustment.
  7. Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market).
  8. Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.
  9. Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.