Filing Details

Accession Number:
0001828536-23-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-15 17:17:24
Reporting Period:
2023-03-14
Accepted Time:
2023-03-15 17:17:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828536 Energy Vault Holdings Inc. NRGV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 853230987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1898769 Robert Piconi 4360 Park Terrace Drive, Suite 100
Westlake Village CA 91361
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-14 66,000 $2.27 6,403,192 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,307,946 Indirect See Footnote
Common Stock 4,307,946 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.28. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
  3. Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor.