Filing Details

Accession Number:
0001209191-11-035075
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 20:24:35
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 19:24:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521969 A. David Flynn C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chairman, Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-14 156,494 $0.00 422,647 No 4 C Direct
Common Stock Acquisiton 2011-06-14 473,683 $0.65 896,330 No 4 M Direct
Common Stock Acquisiton 2011-06-14 26,317 $1.96 922,647 No 4 M Direct
Common Stock Disposition 2011-06-14 500,000 $17.67 422,647 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2011-06-14 156,494 $0.00 156,494 $0.00
Common Stock Employee stock option (right to buy) Disposition 2011-06-14 473,683 $0.00 473,683 $0.65
Common Stock Employee stock option (right to buy) Disposition 2011-06-14 26,317 $0.00 26,317 $1.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
986,726 2019-06-01 No 4 M Direct
2,358,329 2020-05-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000,000 Indirect by Sandusky Investments, Ltd.
Footnotes
  1. The Series B Preferred Stock has no expiration date or conversion price and automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's inital public offering on a 1-for-1 basis.
  2. Sandusky Investments, Ltd. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, Ltd. except to the extent of his pecuniary interest therein.
  3. 195,385 of the shares subject to the option are currently exercisable and an additional 35,970 shares will become exercisable on the 3rd day of each month until April 3, 2013.
  4. 669,204 of the shares subject ot the option are currently exercisable and an additional 49,680 shares will become exercisable on the 7th day of each month until April 7,2014.