Filing Details

Accession Number:
0001209191-23-018649
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 19:05:21
Reporting Period:
2023-03-10
Accepted Time:
2023-03-14 19:05:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544522 Freshworks Inc. FRSH Services-Prepackaged Software (7372) 331218825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1872282 Stacey Epstein C/O Freshworks Inc.
2950 S Delaware Street, Suite 201
San Mateo CA 94403
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-03-10 36,212 $0.00 138,673 No 4 C Direct
Class A Common Stock Disposition 2023-03-10 36,212 $13.64 102,461 No 4 F Direct
Class A Common Stock Acquisiton 2023-03-14 157,302 $0.00 259,763 No 4 C Direct
Class A Common Stock Disposition 2023-03-14 162,187 $14.27 97,576 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 F Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2023-03-10 68,750 $0.00 68,750 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2023-03-10 68,750 $0.00 68,750 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-03-10 36,212 $0.00 36,212 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-03-14 157,302 $0.00 157,302 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
550,000 2031-04-11 No 4 M Direct
280,305 No 4 M Direct
244,093 No 4 C Direct
86,791 No 4 C Direct
Footnotes
  1. Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.91 to $14.53 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  4. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.
  5. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of March 10, 2021, and the remaining shares will vest in equal installments every three months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
  6. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.