Filing Details

Accession Number:
0001209191-23-018620
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 18:25:57
Reporting Period:
2023-03-10
Accepted Time:
2023-03-14 18:25:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1856031 Vivid Seats Inc. SEAT Services-Miscellaneous Amusement & Recreation (7990) 863355184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1880279 Riva Bakal C/O Vivid Seats Inc.
24 E. Washington Street, Suite 900
Chicago IL 60602
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-03-11 27,615 $0.00 40,766 No 4 M Direct
Class A Common Stock Disposition 2023-03-13 8,243 $7.04 32,523 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-03-11 27,615 $0.00 27,615 $0.00
Class A Common Stock Restricted Stock Units Acquisiton 2023-03-10 174,337 $0.00 174,337 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,231 No 4 M Direct
174,337 No 4 A Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock
  2. Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.
  4. The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.
  5. The RSUs will vest and settle with respect to one third of the RSUs on March 10, 2024 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 10, 2026. The RSUs do not have an expiration date.