Filing Details

Accession Number:
0000899243-23-008452
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 17:35:49
Reporting Period:
2023-03-14
Accepted Time:
2023-03-14 17:35:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1820302 Bakkt Holdings Inc. BKKT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413810 N Richard Levy C/O Victory Park Capital Advisors, Llc
150 North Riverside Plaza, Suite 5200
Chicago IL 60606
No No Yes No
1825041 Vpc Impact Acquisition Holdings Sponsor, Llc C/O Victory Park Capital Advisors, Llc
150 North Riverside Plaza, Suite 5200
Chicago IL 60606
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.0001 Per Share Disposition 2023-03-14 50,000 $1.32 7,573,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30-1.40, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.