Filing Details

Accession Number:
0001213900-23-019870
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 13:34:29
Reporting Period:
2023-03-10
Accepted Time:
2023-03-14 13:34:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Investment Advice (6282) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746643 Andrew Moore C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
Ceo B. Riley Securities, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-10 5,000 $33.25 385,074 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $32.46 to $33.52. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.