Filing Details

Accession Number:
0001209191-23-018351
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 11:19:02
Reporting Period:
2023-03-13
Accepted Time:
2023-03-14 11:19:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203674 J Ronald Kruszewski 501 North Broadway
St. Louis MO 63102
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-13 2,500 $55.00 1,377,326 No 4 P Direct
Common Stock Acquisiton 2023-03-14 7,500 $57.00 1,384,826 No 4 P Direct
Common Stock Acquisiton 2023-03-14 174 $58.38 1,385,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 158,626 158,626 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
158,626 158,626 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.