Filing Details

Accession Number:
0001664272-23-000216
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 09:30:08
Reporting Period:
2023-03-10
Accepted Time:
2023-03-14 09:30:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92230 Truist Financial Corp TFC National Commercial Banks (6021) 560939887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195258 M David Ratcliffe 214 N. Tryon Street
Charlotte NC 28202
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-10 13,125 $38.08 39,025 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,645 Indirect LLC
Common Stock 3,158 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 2000-01-01 2000-01-01 8,936 8,936 Direct
Common Stock Phantom Stock Units $0.00 2000-01-01 2000-01-01 40,219 40,219 Direct
Common Stock Phantom Stock Unit $0.00 2000-01-01 2000-01-01 42,760 42,760 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2000-01-01 8,936 8,936 Direct
2000-01-01 40,219 40,219 Direct
2000-01-01 42,760 42,760 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $38.0750 to $38.0900. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
  3. Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan with respect to the deferral of meeting and/or retainer fees payable in cash. Payments commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.
  4. Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan for which the director made an election to defer receipt until departure from the Board. These securities convert to common stock on a one-for-one basis.
  5. Represents restricted stock units granted under the Truist Financial Corporation 2022 Incentive Plan for which a deferral election has been made pursuant to the Truist Financial Corporation Amended and Restated Non-Employee Directors' Deferred Compensation Plan. Payments in the form of shares of common stock commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.