Filing Details

Accession Number:
0001104659-23-031954
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-13 21:57:43
Reporting Period:
2023-03-09
Accepted Time:
2023-03-13 21:57:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1860663 Monterey Innovation Acquisition Corp MTRY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423905 Jonas Grossman C/O Monterey Innovation Acquisition
Corp. 17 State Street, 21St Floor
New York NY 10004
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-09 13,125 $0.01 624,375 No 4 S Indirect By Chardan Monterey Investments LLC
Common Stock Acquisiton 2023-03-09 478,125 $0.01 1,102,500 No 4 P Indirect By Chardan Monterey Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Chardan Monterey Investments LLC
No 4 P Indirect By Chardan Monterey Investments LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,000 Direct
Footnotes
  1. Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023.
  2. The shares are held directly by Chardan. The Reporting Person is the managing member of Chardan. Accordingly, the Reporting Person has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  3. Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023.