Filing Details

Accession Number:
0001209191-11-034217
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-13 12:57:33
Reporting Period:
2011-06-10
Filing Date:
2011-06-13
Accepted Time:
2011-06-13 11:57:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187511 Gary Robert Sarver C/O Western Alliance Bancorporation
One E Washington Street
Phoenix AZ 85004
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-10 2,150 $0.00 2,631,285 No 5 A Direct
Common Stock Acquisiton 2011-06-10 10,000 $6.56 40,000 No 5 P Indirect By Robert G. Sarver Trust dtd 09/29/1997
Common Stock Acquisiton 2011-06-10 10,000 $6.56 199,758 No 5 P Indirect By Sarver Family Trust Dated 09/29/1997
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 P Indirect By Robert G. Sarver Trust dtd 09/29/1997
No 5 P Indirect By Sarver Family Trust Dated 09/29/1997
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,094 Indirect By 401(k) Plan
Common Stock 30,000 Indirect By Spouse
Common Stock 16,022 Indirect By SF III Ltd Partnership
Common Stock 33,105 Indirect By Vulture II Corporation
Footnotes
  1. These shares are issuable in respect of common stock that represent a portion of the reporting person's salary, net of withholdings and deductions, that fully vest on the date of the grant. Once vested the common stock will become transferrable to the reporting person on a pro rata basis as the Company repays TARP Funds, in increments of no less than 25%. TARP Funds include any funds received pursuant to the United States Government's Troubled Asset Relief Program.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.