Filing Details
- Accession Number:
- 0001567619-23-004933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-13 16:37:58
- Reporting Period:
- 2023-03-09
- Accepted Time:
- 2023-03-13 16:37:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180211 | R Edward Muller | Aerovironment, Inc. 241 18Th Street South Suite #415 Arlington VA 22202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-09 | 25,000 | $27.27 | 27,919 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-09 | 7,511 | $92.54 | 20,408 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2023-03-09 | 25,000 | $0.00 | 25,000 | $27.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,007 | Indirect | See Footnote |
| Common Stock | 810 | Indirect | See Footnote |
Footnotes
- Shares were sold to pay the option exercise price and taxes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $91.69- $93.57. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is one of the trustees. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- Shares are held by the Edward R. Muller IRA of which Mr. Muller has sole power of disposition.
- Options vested in five equal annual installments beginning on November 21, 2013.
Billionaire Hedge Funds
