Filing Details

Accession Number:
0001140361-23-010985
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-09 21:28:27
Reporting Period:
2023-03-07
Accepted Time:
2023-03-09 21:28:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675033 Great Elm Capital Corp. GECC () 812621577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1916576 D Matthew Kaplan C/O Great Elm Capital Corp.
800 South Street, Suite 230
Waltham MA 02453
Ceo And President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-07 5,020 $9.13 7,020 No 4 P Direct
Common Stock Acquisiton 2023-03-08 2,201 $9.46 9,221 No 4 P Direct
Common Stock Acquisiton 2023-03-09 1,679 $9.41 10,900 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.15, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.48, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.