Filing Details

Accession Number:
0001567619-23-004771
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-09 21:14:56
Reporting Period:
2023-02-08
Accepted Time:
2023-03-09 21:14:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1200375 Codexis Inc. CDXS Industrial Organic Chemicals (2860) 710872999
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1927090 Nell Margaret Fitzgerald C/O Codexis, Inc.
200 Penobscot Drive
Redwood City CA 94063
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-08 77,272 $0.00 85,272 No 4 A Direct
Common Stock Disposition 2023-03-07 8,000 $4.60 77,272 No 4 S Direct
Common Stock Disposition 2023-03-08 7,686 $4.56 69,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.
  2. The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.
  3. Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.