Filing Details

Accession Number:
0000891839-11-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-10 18:24:41
Reporting Period:
2011-06-10
Filing Date:
2011-06-10
Accepted Time:
2011-06-10 17:24:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457678 Jeffrey Glajch C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Vp-Finance; Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-10 200 $19.95 22,216 No 4 P Direct
Common Stock Acquisiton 2011-06-10 800 $19.89 23,016 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.01 2019-03-02 1,000 1,000 Direct
Common Stock Stock Option (Right to Buy) $15.22 2019-05-28 4,693 4,693 Direct
Common Stock Stock Option (Right to Buy) $15.25 2020-05-20 3,675 3,675 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-02 1,000 1,000 Direct
2019-05-28 4,693 4,693 Direct
2020-05-20 3,675 3,675 Direct
Footnotes
  1. Mr. Glajch previously reported his 5/26/11 performance-vested restricted stock award assuming target achievement of the performance criteria (1,712 shares). The award provides if maximum achievement is realized, the number of shares would double. The number of shares reported by Mr. Glajch as beneficially owned has been adjusted to assume maximum achievement of the performance criteria.
  2. This option was previously reported by Mr. Glajch and is exercisable pro rata on the first, second, third and fourth anniversaries of the 3/2/09 grant date.
  3. This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
  4. This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.