Filing Details
- Accession Number:
- 0001273412-11-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 18:17:15
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 17:17:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236749 | A Frank Kissel | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921-1538 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-10 | 1,000 | $10.96 | 101,406 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,385 | Indirect | 401K Plan/Profit Sharing Plan |
| Common Stock | 3,515 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option | $16.06 | 2011-01-11 | 5,590 | 5,590 | Direct | |
| Common Stock | Employee stock option | $27.51 | 2004-01-09 | 2014-01-09 | 28,873 | 28,873 | Direct |
| Common Stock | Stock options (right to buy) | $26.76 | 2017-01-03 | 5,250 | 5,250 | Direct | |
| Common Stock | Stock options (right to buy) | $23.40 | 2018-01-02 | 5,250 | 5,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-01-11 | 5,590 | 5,590 | Direct |
| 2014-01-09 | 28,873 | 28,873 | Direct |
| 2017-01-03 | 5,250 | 5,250 | Direct |
| 2018-01-02 | 5,250 | 5,250 | Direct |
Footnotes
- The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- Includes profit-sharing contributions and earnings since last filing.
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