Filing Details

Accession Number:
0000899243-23-007415
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-07 19:58:20
Reporting Period:
2023-03-04
Accepted Time:
2023-03-07 19:58:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1926483 David Andrew Oddie C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-03-04 1,143 $0.00 27,046 No 4 M Direct
Class A Common Stock Disposition 2023-03-06 570 $9.84 26,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-03-04 1,143 $0.00 1,143 $0.00
Class A Common Stock Restricted Stock Units Acquisiton 2023-03-06 27,525 $0.00 27,525 $0.00
Class A Common Stock Option to Purchase Class A Common Stock Acquisiton 2023-03-06 34,400 $0.00 34,400 $9.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
27,525 No 4 A Direct
34,400 2033-03-06 No 4 A Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  2. Shares were sold to cover taxes upon the vesting of RSUs on March 4, 2023.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $9.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
  5. On March 4, 2019, the Reporting Person was granted 4,570 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
  6. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
  7. The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.