Filing Details

Accession Number:
0001628280-23-006779
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-07 17:18:44
Reporting Period:
2023-03-06
Accepted Time:
2023-03-07 17:18:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819438 Ess Tech Inc. GWH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377160 R Michael Niggli C/O Ess Tech, Inc.
26440 Sw Parkway Ave., Bldg. 83
Wilsonville OR 97070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-06 5,000 $1.65 583,821 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 568,312 Indirect See footnote
Common Stock 227,407 Indirect See footnote
Common Stock 85,228 Indirect See footnote
Common Stock 85,228 Indirect See footnote
Common Stock 85,228 Indirect See footnote
Common Stock 85,228 Indirect See footnote
Footnotes
  1. The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
  2. The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
  3. The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
  4. The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
  5. The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
  6. The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.