Filing Details

Accession Number:
0001771515-23-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-06 17:38:17
Reporting Period:
2023-03-02
Accepted Time:
2023-03-06 17:38:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779740 Jr. J. Eric Lindberg C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-02 114,954 $0.00 175,514 No 4 A Direct
Common Stock Disposition 2023-03-03 9,854 $27.46 165,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,126,670 Indirect By Lindberg Revocable Trust
Common Stock 401,500 Indirect By Lindberg Irrevocable Trust
Common Stock 460 Indirect By spouse
Common Stock 460 Indirect By child
Footnotes
  1. Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.
  2. These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
  3. Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee.
  4. Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.