Filing Details
- Accession Number:
- 0001771515-23-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-06 17:30:53
- Reporting Period:
- 2023-03-02
- Accepted Time:
- 2023-03-06 17:30:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808260 | Renee Andrea Bortner | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-02 | 25,512 | $0.00 | 57,253 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2023-03-02 | 12,938 | $0.00 | 70,191 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-03-03 | 3,457 | $27.46 | 66,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.
- Represents 12,938 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 19,407 unvested PSUs at target achievement (or up to an additional 38,814 unvested PSUS at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
- These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
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