Filing Details

Accession Number:
0001722438-23-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-06 16:49:39
Reporting Period:
2023-03-03
Accepted Time:
2023-03-06 16:49:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722438 Doma Holdings Inc. DOMA Title Insurance (6361) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1868802 Maxwell Simkoff 101 Mission St.
Suite 740
San Francisco CA 94105
Chief Executive Officer Yes Yes Yes No
1875424 Trust Revocable Saslaw-Simkoff 101 Mission St.
Suite 740
San Francisco CA 94105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-03 56,774 $0.58 5,162,240 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,033,754 Indirect By The Saslaw-Simkoff Revocable Trust
Common Stock 705,888 Indirect By Maxwell Simkoff 2023 GRAT
Common Stock 705,888 Indirect By Jennifer Saslaw 2023 GRAT
Footnotes
  1. As previously reported, on June 29, 2022 (the "Date of Grant"), the reporting person was granted 2,435,325 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The grant vests as follows: 1/16th of the total RSUs will vest on each successive Scheduled Vesting Date (as defined below) following the Date of Grant, with a "Scheduled Vesting Date" being September 1, December 1, March 1 and June 1 of the applicable year, provided the reporting person is continuously employed through such date as applicable, with the first 1/16th of the RSUs vesting on September 1, 2022 and the final 1/16th of the RSUs vesting on September 1, 2026. On March 1, 2023, 152,208 shares of such RSUs vested. In connection with this vesting, 56,774 shares were sold on March 3, 2023 to satisfy the reporting person's tax withholding obligations.
  2. The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $0.54 to $0.59, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  4. These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  5. These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.