Filing Details

Accession Number:
0001828536-23-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-03 17:18:07
Reporting Period:
2023-02-24
Accepted Time:
2023-03-03 17:18:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828536 Energy Vault Holdings Inc. NRGV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 853230987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1909079 Andrea Pedretti 4360 Park Terrace Drive,
Suite 100
Westlake Village, CA 91361
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-24 125,905 $0.00 1,151,982 No 4 J Direct
Common Stock Disposition 2023-03-01 25,000 $3.18 1,126,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Footnotes
  1. As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents the final disposition in full satisfaction of the reporting person's obligation to deliver such shares pursuant to such stock pledge and transfer agreement.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.