Filing Details

Accession Number:
0001068875-23-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-02 19:28:48
Reporting Period:
2023-02-28
Accepted Time:
2023-03-02 19:28:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1068875 Avantax Inc. AVTA Finance Services (6199) 911718107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635638 Stacy Murray 3200 Olympus Blvd.
Suite 100
Dallas TX 75019
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-28 8,494 $29.04 3,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Reflects the weighted average sales price for all sales made by the reporting person on the transaction date. The shares were sold at prices ranging from $29.04 to $29.06 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.