Filing Details

Accession Number:
0001225208-23-003176
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-02 17:17:42
Reporting Period:
2023-02-28
Accepted Time:
2023-03-02 17:17:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399852 Ann Beth Costello One Hartford Plaza
Hartford CT 06155
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-01 38,915 $41.25 101,120 No 4 M Direct
Common Stock Disposition 2023-03-01 5,000 $0.00 96,120 No 4 G Direct
Common Stock Disposition 2023-03-01 6,559 $78.34 89,561 No 4 S Direct
Common Stock Disposition 2023-03-01 32,356 $77.75 57,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 G Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2023-02-28 57,492 $0.00 57,492 $78.28
Common Stock Stock Option Disposition 2023-03-01 38,915 $0.00 38,915 $41.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,492 2033-02-28 No 4 A Direct
38,915 2025-03-03 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $43.59 2026-03-01 72,076 72,076 Direct
Common Stock Stock Option $48.89 2027-02-28 70,679 70,679 Direct
Common Stock Stock Option $49.01 2029-02-26 75,790 75,790 Direct
Common Stock Stock Option $51.87 2031-02-23 67,204 67,204 Direct
Common Stock Stock Option $53.81 2028-02-27 63,194 63,194 Direct
Common Stock Stock Option $55.27 2030-02-25 71,318 71,318 Direct
Common Stock Stock Option $69.41 2032-02-23 75,483 75,483 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-03-01 72,076 72,076 Direct
2027-02-28 70,679 70,679 Direct
2029-02-26 75,790 75,790 Direct
2031-02-23 67,204 67,204 Direct
2028-02-27 63,194 63,194 Direct
2030-02-25 71,318 71,318 Direct
2032-02-23 75,483 75,483 Direct
Footnotes
  1. This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Ms. Costello on November 2, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on November 2, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $78.25 - $78.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.25 - $78.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
  6. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  7. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
  8. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
  9. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
  10. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
  11. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
  12. The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
  13. One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.