Filing Details

Accession Number:
0001213900-23-016861
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-02 17:00:21
Reporting Period:
2023-03-01
Accepted Time:
2023-03-02 17:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498233 Cepton Inc. CPTN Motor Vehicle Parts & Accessories (3714) 272447291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1887877 Mark Mccord C/O Cepton, Inc.
399 W. Trimble Rd
San Jose CA 95131
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-01 10,000 $1.01 10,389,248 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,077 Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.00 to $1.01 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.