Filing Details
- Accession Number:
- 0001567619-23-004217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-02 16:49:21
- Reporting Period:
- 2023-02-14
- Accepted Time:
- 2023-03-02 16:49:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1605021 | Weber Susan Pomilia | 7250 Redwood Blvd., Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-14 | 2,500 | $9.21 | 52,062 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-15 | 3,500 | $9.02 | 48,562 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-16 | 3,000 | $9.03 | 45,562 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-21 | 2,225 | $8.82 | 43,337 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 65,344 | Indirect | By Spouse's IRA |
Billionaire Hedge Funds
