Filing Details
- Accession Number:
- 0001628280-23-006050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-02 16:14:29
- Reporting Period:
- 2023-02-28
- Accepted Time:
- 2023-03-02 16:14:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1514705 | Suncoke Energy Inc. | SXC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329538 | Michael Phillip Hardesty | 1011 Warrenville Road Ste 600 Lisle IL 60532 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-28 | 8,889 | $3.80 | 207,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-28 | 8,889 | $9.47 | 199,033 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-28 | 8,889 | $3.80 | 207,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-28 | 8,889 | $9.46 | 199,033 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (02.17.2016) | Disposition | 2023-02-28 | 8,889 | $0.00 | 8,889 | $3.80 |
| Common Stock | Performance Options (02.17.2016) | Disposition | 2023-02-28 | 8,889 | $0.00 | 8,889 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-17 | 2026-02-17 | No | 4 | M | Direct |
| 0 | 2016-10-24 | 2026-02-17 | No | 4 | M | Direct |
Footnotes
- Broker-assisted cashless exercise of final tranche of market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vested in three annual installments on the first, second and third anniversaries of the grant date.
- The Common Shares reported herein as being sold were sold at a range of between $9.471 and $9.475 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- Broker-assisted cashless exercise of final tranches of performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options were vested and became exercisable once the closing price of the common stock exceeded two and one-half times the closing price on the grant date.
- Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.
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