Filing Details

Accession Number:
0001127602-23-008062
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-01 21:32:50
Reporting Period:
2023-02-27
Accepted Time:
2023-03-01 21:32:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI Mortgage Bankers & Loan Correspondents (6162) 831098934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1912289 James Follette C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chief Mort Fulfillment Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-27 1,063 $60.74 28,140 No 4 F Direct
Common Stock Disposition 2023-02-28 3,994 $59.04 24,146 No 4 S Direct
Common Stock Disposition 2023-03-01 11,471 $60.66 12,675 No 4 S Direct
Common Stock Disposition 2023-03-01 200 $61.38 12,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares withheld for taxes upon vesting of restricted share units.
  2. The reported amount consists of 11,976 restricted stock units and 16,164 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. These shares of Common Stock were sold pursuant to a 10b5-1 plan.
  4. The reported amount consists of 11,976 restricted stock units and 12,170 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  5. The price reported is the weighted average price of multiple transactions ranging from $61.36 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  6. The reported amount consists of 11,976 restricted stock units and 699 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  7. The reported amount consists of 11,976 restricted stock units and 499 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.