Filing Details

Accession Number:
0001127602-23-008034
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-01 21:14:43
Reporting Period:
2023-02-27
Accepted Time:
2023-03-01 21:14:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275713 David Spector C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-27 4,573 $60.74 690,244 No 4 F Direct
Common Stock Disposition 2023-02-27 15,000 $60.80 450,604 No 4 S Indirect ST Family Investment Company LLC
Common Stock Disposition 2023-02-28 13,892 $59.04 676,352 No 4 S Direct
Common Stock Disposition 2023-03-01 25,641 $60.63 650,711 No 4 S Direct
Common Stock Disposition 2023-03-01 528 $61.29 650,183 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Indirect ST Family Investment Company LLC
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares withheld for taxes upon vesting of restricted stock units.
  2. The reported amount consists of 50,153 restricted stock units and 640,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. These shares of Common Stock were sold pursuant to a 10b5-1 plan.
  4. The reported amount consists of 50,153 restricted stock units and 626,199 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  5. The price reported is the weighted average price of multiple transactions ranging from $60.20 to $61.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  6. The reported amount consists of 50,153 restricted stock units and 590,558 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  7. The price reported is the weighted average price of multiple transactions ranging from $61.22 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  8. The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.