Filing Details

Accession Number:
0001225208-11-016116
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-09 15:32:21
Reporting Period:
2011-06-08
Filing Date:
2011-06-09
Accepted Time:
2011-06-09 14:32:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055099 A Leon Felman 12300 Olive Boulevard
St. Louis MO 63141
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-08 1,005 $7.05 563,293 No 4 P Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 150,982 Direct
Common Stock 2,809 Indirect By Daughter IRA
Common Stock 108,066 Indirect By IRA I
Common Stock 40,899 Indirect By Spouse IRA
Common Stock 810 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualfied Stock Option (right to buy) $11.53 2004-07-21 2014-07-21 6,000 6,000 Direct
Common Stock Stock Option (right to buy) $18.48 2006-07-19 2011-07-19 1,500 1,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-07-21 6,000 6,000 Direct
2011-07-19 1,500 1,500 Direct
Footnotes
  1. This form reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on December 15, 2011.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.