Filing Details

Accession Number:
0001079023-11-000130
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-09 12:32:07
Reporting Period:
2011-06-08
Filing Date:
2011-06-09
Accepted Time:
2011-06-09 11:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1079023 Varian Semiconductor Equipment Associates Inc VSEA Special Industry Machinery, Nec (3559) 770501994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402089 J Robert Perlmutter 35 Dory Road
Gloucester MA 01930
Evp Implant Bus Unit No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-08 20,000 $25.91 60,522 No 4 M Direct
Common Stock Disposition 2011-06-08 20,000 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 27,563 $38.99 68,085 No 4 M Direct
Common Stock Disposition 2011-06-08 27,563 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 10,969 $33.49 51,491 No 4 M Direct
Common Stock Disposition 2011-06-08 10,969 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 10,125 $37.68 50,647 No 4 M Direct
Common Stock Disposition 2011-06-08 10,125 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 9,281 $34.33 49,803 No 4 M Direct
Common Stock Disposition 2011-06-08 9,281 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 9,450 $17.08 49,972 No 4 M Direct
Common Stock Disposition 2011-06-08 9,450 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 1,350 $18.42 41,872 No 4 M Direct
Common Stock Disposition 2011-06-08 1,350 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 1,350 $22.35 41,872 No 4 M Direct
Common Stock Disposition 2011-06-08 1,350 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 4,725 $30.25 45,247 No 4 M Direct
Common Stock Disposition 2011-06-08 4,725 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 5,906 $31.23 46,428 No 4 M Direct
Common Stock Disposition 2011-06-08 5,906 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 703 $30.08 41,225 No 4 M Direct
Common Stock Disposition 2011-06-08 703 $61.42 40,522 No 4 S Direct
Common Stock Acquisiton 2011-06-08 562 $32.02 41,084 No 4 M Direct
Common Stock Disposition 2011-06-08 562 $61.42 40,522 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 9,450 $61.42 9,450 $17.08
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 1,350 $61.42 1,350 $18.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 1,350 $61.42 1,350 $22.35
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 20,000 $61.42 20,000 $25.91
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 703 $61.42 703 $30.08
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 4,725 $61.42 4,725 $30.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 5,906 $61.42 5,906 $31.23
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 562 $61.42 562 $32.02
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 10,969 $61.42 10,969 $33.49
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 9,281 $61.42 9,281 $34.33
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 10,125 $61.42 10,125 $37.68
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-08 27,563 $61.42 27,563 $38.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,350 2009-11-24 2015-11-24 No 4 M Direct
4,725 2010-02-26 2016-02-26 No 4 M Direct
5,400 2010-05-14 2016-05-14 No 4 M Direct
0 2007-10-09 2013-10-09 No 4 M Direct
1,547 2011-02-26 2017-02-26 No 4 M Direct
6,075 2010-08-14 2016-08-14 No 4 M Direct
9,844 2010-11-12 2016-11-12 No 4 M Direct
1,688 2011-05-13 2017-05-13 No 4 M Direct
2,531 2009-02-09 2015-02-09 No 4 M Direct
4,219 2009-08-14 2015-08-14 No 4 M Direct
3,375 2009-05-09 2015-05-09 No 4 M Direct
3,937 2008-11-13 2014-11-13 No 4 M Direct
Footnotes
  1. The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
  2. The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
  3. The Options were granted on May 14, 2009 and will vest as to one-fourth (1/4) on May 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 14, 2013.
  4. The Options were granted on October 9, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on October 9, 2010.
  5. The Options were granted on February 26. 2010 and will vest as to one-fourth (1/4) on February 26, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 26, 2014.
  6. The Options vest as to one-fourth (1/4) on August 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on August 14, 2013.
  7. The Options vest as to one-fourth (1/4) on November 12, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on November 12, 2013.
  8. The Options were granted on May 13. 2010 and will vest as to one-fourth (1/4) on May 13, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 13, 2014.
  9. The Options were granted on February 9, 2008 and will vest as to one-fourth (1/4) on February 9, 2009 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2012.
  10. The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.