Filing Details

Accession Number:
0001209191-23-013426
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-27 19:53:23
Reporting Period:
2023-02-23
Accepted Time:
2023-02-27 19:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1669811 Donnelley Financial Solutions Inc. DFIN Services-Miscellaneous Business Services (7380) 344829638
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1847703 Craig Clay C/O Donnelley Financial Solutions
35 West Wacker Drive
Chicago IL 60601
President, Gcm No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-23 11,600 $22.35 128,904 No 4 M Direct
Common Stock Acquisiton 2023-02-23 9,675 $14.15 139,579 No 4 M Direct
Common Stock Disposition 2023-02-23 6,680 $41.88 131,899 No 4 S Direct
Common Stock Disposition 2023-02-23 11,110 $42.63 120,789 No 4 S Direct
Common Stock Disposition 2023-02-23 3,485 $43.59 117,304 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-02-23 11,600 $0.00 11,600 $22.35
Common Stock Employee Stock Option (right to buy) Disposition 2023-02-23 9,675 $0.00 9,675 $14.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-03-01 No 4 M Direct
3,225 2029-03-04 No 4 M Direct
Footnotes
  1. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.
  2. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $41.34 to $42.33 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
  3. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
  4. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
  5. Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.
  6. The option vests/ vested in four equal annual installments beginning on March 2, 2018.
  7. The option vests/ vested in four equal annual installments beginning on March 5, 2020.