Filing Details
- Accession Number:
- 0001140361-23-008299
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-23 16:32:15
- Reporting Period:
- 2023-02-21
- Accepted Time:
- 2023-02-23 16:32:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1222922 | Eaton Vance Ltd Duration Income Fund | EVV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1044734 | Donald S Sussman | C/O Paloma Partners Advisors Lp 888 E. Las Olas Blvd. Ft. Lauderdale FL 33301 | No | No | No | No | |
| 1103882 | Paloma Partners Management Co | Two American Lane Greenwich CT 06836 | No | No | No | No | |
| 1270603 | P L International Paloma | Maples Corporate Services Limited P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | No | No | |
| 1369507 | Partnership Limited Partners Sunrise | Maples Corporate Services Limited P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | No | No | |
| 1633870 | Paloma Partners Advisors Lp | 888 E. Las Olas Blvd. Fort Lauderdale FL 33301 | No | No | No | No | |
| 1924125 | S. Gregory Hayt | C/O Paloma Partners Management Company Two American Lane Greenwich CT 06836 | No | No | No | No | |
| 1924140 | Paloma Partners Advisors, Inc. | C/O Paloma Partners Advisors Lp 888 E. Las Olas Blvd. Fort Lauderdale FL 33301 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Auction Preferred Shares | Disposition | 2023-02-21 | 194 | $21,750.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
| Series B Auction Preferred Shares | Disposition | 2023-02-21 | 164 | $21,750.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
| Series C Auction Preferred Shares | Disposition | 2023-02-21 | 366 | $21,750.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
| Series D Auction Preferred Shares | Disposition | 2023-02-21 | 154 | $21,750.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
| Series E Auction Preferred Shares | Disposition | 2023-02-21 | 134 | $21,750.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Explanation of Responses |
| No | 4 | S | Indirect | See Explanation of Responses |
| No | 4 | S | Indirect | See Explanation of Responses |
| No | 4 | S | Indirect | See Explanation of Responses |
| No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.
- Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
