Filing Details
- Accession Number:
- 0001062993-23-004535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-23 16:12:50
- Reporting Period:
- 2023-02-21
- Accepted Time:
- 2023-02-23 16:12:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543507 | C. Eric Scroggins | C/O Allison Transmission Holdings, Inc. One Allison Way Indianapolis IN 46222 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-21 | 5,878 | $23.59 | 6,484 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-21 | 4,401 | $37.11 | 10,885 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-21 | 5,787 | $43.30 | 16,672 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-21 | 5,378 | $43.13 | 22,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-21 | 12,264 | $48.33 | 9,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-21 | 5,541 | $49.15 | 4,245 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-21 | 5,878 | $0.00 | 5,878 | $23.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-21 | 4,401 | $0.00 | 4,401 | $37.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-21 | 5,787 | $0.00 | 5,787 | $43.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-21 | 5,378 | $0.00 | 5,378 | $43.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-02-16 | No | 4 | M | Direct | |
| 0 | 2027-02-21 | No | 4 | M | Direct | |
| 0 | 2028-02-07 | No | 4 | M | Direct | |
| 2,689 | 2031-02-10 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6926 to $48.6800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.6900 to $49.5250. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The options vested on February 17, 2019.
- The options vested on February 22, 2020.
- The options vested on February 7, 2021.
- The options vest in three equal annual intallments beginning on February 10, 2022.
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