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Home > Insider Trading > Filing (0001225208-11-015415)

Filing Details

Accession Number:: 0001225208-11-015415
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-31 18:09:52
Reporting Period:: 2011-05-26

Filing Date:: 2011-05-31
Accepted Time:: 2011-05-31 17:09:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878520	Sws Group Inc	SWS	Security Brokers, Dealers & Flotation Companies (6211)	752040825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249599	H Richard Litton	1201 Elm Street Suite 3500 Dallas TX 75270	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $.10 Par Value	Acquisiton	2011-05-26	800	$6.00	55,493	No	4	P	Direct
Common Stock $.10 Par Value	Acquisiton	2011-05-31	11,950	$6.49	67,443	No	4	P	Direct
Common Stock $.10 Par Value	Acquisiton	2011-05-31	10,000	$6.47	77,443	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct