Filing Details

Accession Number:
0001225208-23-002564
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-22 17:51:56
Reporting Period:
2023-01-03
Accepted Time:
2023-02-22 17:51:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1953261 R Michael Fisher One Hartford Plaza
Hartford CT 06155
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-03 4,916 $75.69 5,287 No 4 S Direct
Common Stock Acquisiton 2023-02-20 5,323 $0.00 10,610 No 4 M Direct
Common Stock Disposition 2023-02-22 2,531 $78.45 8,079 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Acquisiton 2023-02-20 5,323 $0.00 5,323 $0.00
Common Stock Performance Shares Disposition 2023-02-20 5,323 $0.00 5,323 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,323 No 4 A Direct
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $51.87 2031-02-23 18,481 18,481 Direct
Common Stock Stock Option $55.27 2030-02-25 17,348 17,348 Direct
Common Stock Stock Option $69.41 2032-02-23 18,871 18,871 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-02-23 18,481 18,481 Direct
2030-02-25 17,348 17,348 Direct
2032-02-23 18,871 18,871 Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Fisher on May 25, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock.
  3. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.
  4. The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification.
  5. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
  6. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
  7. One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.